Jeffrey Kaplan

CFP, RICP, CRPC, Financial Advisor, Investment Management Consultant, Financial Planning Specialist

Contact Me
Jeffrey Kaplan


I help clients achieve one of the great financial goals of life which is the endowment of a comfortable and secure retirement with no compromise in lifestyle and no concern about running out of money

My Story and Services

Welcome to My Website

I work with successful business people and professionals helping them manage their complex financial lives by providing pre-and post-retirement planning. My personalized comprehensive wealth management process is designed to provide a road map to help them visualize their retirement future.

Helping clients transition into retirement demands constant monitoring and regular changes to deal with the many risks that can impact the retirement plan including personal circumstances, long-term care, inflation, longevity, health care and market risks.

The planning process includes the use of sophisticated financial planning software and implementing and delivering the results in a customized real world way.

In essence I help my clients achieve one of the great financial goals of life which is the endowment of a long, comfortable and secure retirement with no compromise in lifestyle and no real concern about ever running out of money.

Access to Private Banking >

Services Include

  • Wealth Management
  • 401(k) Rollovers
  • Asset Management
  • Business Planning
  • Business Succession Planning
  • Exchange Traded Funds
  • Financial Planning
  • Long Term Care Insurance
  • Professional Portfolio Management
  • Retirement Planning

Securities Agent: CA, CT, DE, FL, IN, MD, NJ, NY, OH, VA, VT; General Securities Representative; Investment Advisor Representative; Managed Futures

NMLS#: 1290704

Check the background of our Firm and Investment Professionals on FINRA's BrokerCheck.



1987 - Present: Morgan Stanley Wealth Management



  • BS-Chemistry - 1975
    Carnegie-Mellon University
    Pittsburgh, PA
  • MBA Management - 1978
    St. Johns University
    Queens, NY
  • Certified Financial Planner™
    College for Financial Planning 2010
  • Chartered Financial Planning Counselor
    College for Financial Planning 2009



  • Financial Planning Association of Long Island
  • New York State Society of CPA's


Working closely with you to guide your wealth and investments through the most challenging market cycles.

  • Asset management
  • Traditional investments
  • Alternative Investments
  • Impact Investing


Working with you to understand your life goals and develop a truly personalized wealth strategy.  Today and for the years to come.

  • 401(k) Rollovers
  • IRA Plans
  • Retirement income strategies
  • Annuities


Creating customized financial strategies for the challenges that today's families face.

  • Estate Planning
  • 529 Plans / Education Planning
  • Long Term Care Insurance
  • Trust Services and Accounting

Business Planning

Partnering with you on key aspects of your business such as ownership, liquidity and developing opportunities.

  • Succession Planning
  • Business Planning
  • Retirement Plan Sponsors
  • Corporate Pension Funds


Making sure your philanthropic dollars are managed with the same best-in-class service as the rest of your wealth.

  • Endowments
  • Foundations
  • Donor Advised Funds
  • Impact Investing

Ready to start a conversation? Contact Jeffrey Kaplan today.

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The securities/instruments, investments and investment strategies discussed in this material may not be suitable for all investors. The appropriateness of a particular investment or investment strategy will depend on an investor's individual circumstances and objectives. The views and opinions expressed on this website do not necessarily reflect those of Morgan Stanley.

Certified Financial Planner™ Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™ and CFP® (with flame logo)® in the U.S., which it awards to individuals who successfully complete CFP® Board's initial and ongoing certification requirements.

Investment Management Consultants Association, Inc. owns the marks CIMA®, Certified Investment Management AnalystSM (with graph element)®, and Certified Investment Management AnalystSM .

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Investment, insurance and annuity products offered through Morgan Stanley Smith Barney LLC are: NOT FDIC INSURED | MAY LOSE VALUE | NOT BANK GUARANTEED | NOT A BANK DEPOSIT | NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY

Morgan Stanley Smith Barney LLC offers insurance products in conjunction with its licensed insurance agency affiliates.

Life insurance, disability income insurance, and long-term care insurance are offered through Morgan Stanley Smith Barney LLC's licensed insurance agency affiliates.

CRC 1369093   12/15

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