Stephen M Parlier

CPM, First Vice President, Wealth Advisor, Portfolio Management Director

Contact Me
Stephen M Parlier

MY MISSION STATEMENT

Experience, intellectual capital and dedicated personal service to help you meet your life goals

My Story and Services

For me, retirement planning means more than providing my clients with investment advice. It means helping them maintain the financial independence they’ve worked their whole lives to achieve.

My consultative process begins with an in-depth discussion of your current finances and future objectives. We’ll address issues you might have overlooked and determine how we can help you adjust your investment strategy to accommodate changing conditions and meet any unforeseen expenses and income demands that may arise during retirement.

Securities Agent: AL, AR, AZ, CA, CO, FL, GA, IA, ID, IL, IN, LA, MA, MD, MI, MN, MO, NC, NV, NY, PA, SC, TX, UT, WA, WI; General Securities Representative; Investment Advisor Representative; Managed Futures

NMLS#: 1274639


Check the background of our Firm and Investment Professionals on FINRA's BrokerCheck.

Services

  • Municipal Bonds
  • Professional Portfolio Management
  • Wealth Management
  • 401(k) Rollovers
  • Annuities
  • Asset Management
  • Cash Management
  • Financial Planning
  • Fixed Income
  • Retirement Planning

Experience

Experience

2008 - Present: Morgan Stanley*
First Vice President- Wealth Management
Certified Portfolio Manager
Portfolio Management Director
Chicago, IL

1989 - 2008: Merrill Lynch
Certified Financial Manager
Vice President
Senior Financial Advisor
PIA Program Portfolio Manager
Chicago, IL

Education

Education

  • Columbia University -- Certified Portfolio Manager
  • Northern Illinois University --BS in Finance
  • Series 7 - General Securities Representative
  • Series 65 - Investment Advisory Agent
  • Series 63 - Uniform Securities State Law
  • Insurance/ Annuity Licensed

Location

Location

  • 227 West Monroe St.,suite 3400
  • Chicago, IL 60606


    Associations

    Associations

    • Acadamy of Certified Portfolio Managers
    • FINRA Arbitrator

    Investing

    Working closely with you to guide your wealth and investments through the most challenging market cycles.

    • Asset management
    • Traditional investments
    • Alternative Investments
    • Impact Investing

    Retirement

    Working with you to understand your life goals and develop a truly personalized wealth strategy.  Today and for the years to come.

    • 401(k) Rollovers
    • IRA Plans
    • Retirement income strategies
    • Annuities

    Business Planning

    Partnering with you on key aspects of your business such as ownership, liquidity and developing opportunities.

    • Succession Planning
    • Business Planning
    • Retirement Plan Sponsors
    • Corporate Pension Funds

    Philanthropy

    Making sure your philanthropic dollars are managed with the same best-in-class service as the rest of your wealth.

    • Endowments
    • Foundations
    • Donor Advised Funds
    • Impact Investing

    Family

    Creating customized financial strategies for the challenges that today's families face.

    • Estate Planning
    • 529 Plans / Education Planning
    • Long Term Care Insurance
    • Trust Services and Accounting

    Ready to start a conversation? Contact Stephen M Parlier today.

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