Jack Warfield, CFP

Vice President, Wealth Management, Financial Advisor, Portfolio Manager, CERTIFIED FINANCIAL PLANNER

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Jack Warfield, CFP

MY MISSION STATEMENT

Excellence in helping clients with their personalized investment and financial strategies

My Story and Services

Welcome

My practice is structured to provide wealth management services to successful individuals, business owners, and high net worth families. I offer comprehensive, objective financial advice to clients who desire a high level of personal service. I guide my clients through education, retirement, and estate planning strategies; this includes customized investment strategies utilizing a core/satellite portfolio methodology designed for the growth and protection of their assets.

Securities Agent: CA, CO, CT, DE, FL, HI, MA, MD, NH, NJ, NY, OH, PA, RI, SC, TX, VA, WI; General Securities Representative; Investment Advisor Representative

NMLS#: 1451590


Check the background of our Firm and Investment Professionals on FINRA's BrokerCheck.

Services Include

  • Annuities
  • Defined Contribution Plans
  • Estate Planning Strategies
  • Financial Planning
  • Foreign Exchange
  • Lending Products
  • Life Insurance
  • Professional Portfolio Management
  • Qualified Retirement Plans
  • Structured Products
  • Trust Accounts
  • Wealth Management

Experience

Experience

Morgan Stanley*, Garden City, NY
In July 2010 I moved to Morgan Stanley* as Vice President, Wealth Management, focusing in educational, retirement (including corporate pension plans), financial, and estate planning strategies.


UBS Wealth Management, Uniondale, NY
Effecting a career change in 1999, I joined Paine Webber as a Financial Advisor. Following the acquisition by UBS, I obtained my CFP certification and was appointed Vice President, Investments in 2005


U.S. Titan, Inc., New York, NY 1991-1999
President of this boutique international oil shipping and trading company.


Burmpac Oil Company, New York, NY 1986-1991
President and CEO. This was a management led buyout from Burmah Oil, Plc. of their international oil tanker and terminalling subsidiary.


Bumah Oil Tankers, Ltd., New York, NY 1978-1986
Executive Vice President and President of Burmah Oil Bahamas, Conducted oil transportation and terminalling business globally with oil majors, oil trading companies, state oil companies, ship owners, and the U.S Government. Responsible for relations with the government of the Bahamas, where we operated a major oil transshipment and storage facility.

Education

Education

  • Juniata College, Huntingdon, PA
    B.S. Economics
  • NY Institute of Technology, New York, NY
    Masters Business Administration
  • Molloy College, Rockville Center, NY
    Certified Financial Planner™ (CFP®)
  • Morgan Stanley*
    Certified for Guided Portfolio Management
  • NYC Bar Association
    Advanced Commercial Mediation Training Program

Associations

Associations

  • Former President of the Society of Maritime Arbitrators, Inc.
  • The Chemists' Club,
    Former Member of Board of Directors
  • Hidden Ridge Condominium Association, Treasurer

Investing

Working closely with you to guide your wealth and investments through the most challenging market cycles.

  • Asset management
  • Traditional investments
  • Alternative Investments
  • Impact Investing

Retirement

Working with you to understand your life goals and develop a truly personalized wealth strategy.  Today and for the years to come.

  • 401(k) Rollovers
  • IRA Plans
  • Retirement income strategies
  • Annuities

Business Planning

Partnering with you on key aspects of your business such as ownership, liquidity and developing opportunities.

  • Succession Planning
  • Business Planning
  • Retirement Plan Sponsors
  • Corporate Pension Funds

Family

Creating customized financial strategies for the challenges that today's families face.

  • Estate Planning
  • 529 Plans / Education Planning
  • Long Term Care Insurance
  • Trust Services and Accounting

Philanthropy

Making sure your philanthropic dollars are managed with the same best-in-class service as the rest of your wealth.

  • Endowments
  • Foundations
  • Donor Advised Funds
  • Impact Investing

Ready to start a conversation? Contact Jack Warfield, CFP today.

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This information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.

Morgan Stanley reserves the right, to the extent permitted under applicable law, to retain and monitor all electronic communications. Morgan Stanley will not accept purchase or sale orders via any Internet site, social media site and/or its messaging systems. Morgan Stanley does not endorse and is not responsible and assumes no liability for content, products or services posted by third-parties on any Internet site, social media site and/or its messaging systems. All electronic communications are subject to terms available at the following link: http://www.morganstanley.com/disclaimers/mssbemail.html. Any profiles and associated content are for U.S. residents only

*References to length of service at Morgan Stanley include years at Morgan Stanley and predecessor firms.

Morgan Stanley Smith Barney LLC and its affiliates do not provide tax or legal advice. Any such taxpayer should seek advice based on the taxpayer's particular circumstances from an independent tax advisor.

The securities/instruments, investments and investment strategies discussed in this material may not be suitable for all investors. The appropriateness of a particular investment or investment strategy will depend on an investor's individual circumstances and objectives. The views and opinions expressed on this website do not necessarily reflect those of Morgan Stanley.

Certified Financial Planner™ Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™ and CFP® (with flame logo)® in the U.S., which it awards to individuals who successfully complete CFP® Board's initial and ongoing certification requirements.

Investment Management Consultants Association, Inc. owns the marks CIMA®, Certified Investment Management AnalystSM (with graph element)®, and Certified Investment Management AnalystSM .

*Private Bankers are employees of Morgan Stanley Private Bank, National Association, Member FDIC

* Morgan Stanley Smith Barney LLC does not accept appointments nor will it act as a trustee but it will provide access to trust services through an appropriate third-party corporate trustee.

Morgan Stanley Smith Barney LLC is a registered Broker/Dealer, Member SIPC, and not a bank. Where appropriate, Morgan Stanley Smith Barney LLC has entered into arrangements with banks and other third parties to assist in offering certain banking related products and services.

Investment, insurance and annuity products offered through Morgan Stanley Smith Barney LLC are: NOT FDIC INSURED | MAY LOSE VALUE | NOT BANK GUARANTEED | NOT A BANK DEPOSIT | NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY

Morgan Stanley Smith Barney LLC offers insurance products in conjunction with its licensed insurance agency affiliates.

Life insurance, disability income insurance, and long-term care insurance are offered through Morgan Stanley Smith Barney LLC's licensed insurance agency affiliates.

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