Rick Gumina, CRPS QPFC

CHARTERED RETIREMENT PLANS SPECIALISTSM, Qualified Plan Financial Consultant, Portfolio Manager, Financial Advisor

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Rick Gumina, CRPS QPFC

MY MISSION STATEMENT

Experience, intellectual capital and dedicated personal service to help you meet your life goals

My Story and Services

My Story

Throughout my career in the financial industry I have taken pride in being able to explain complex investment information in a way that my clients can understand and feel comfortable with. I believe that one of the greatest values I can provide is helping my clients feel well informed and in control of their investment plan, or in the case of my corporate retirement plan clients – their fiduciary responsibilities.

With over a decade of experience in portfolio management I am very experienced with investment analysis, risk management, and advanced asset allocation. Combined with an advanced certifications in corporate retirement plans as a Chartered Retirement Plans Specialist℠ (CRPS®) , I believe I provide a valuable skill set for my clients' investment and retirement planning.

In the age of the internet and the abundance of information that is available, it’s more important than ever to be more than just another source of information. I have a commitment to help my clients understand the information that matters most to them so they will know their investment plans are being managed to help achieve their goals. By taking the time to fully understand each of my clients, the value I seek to add can extend beyond traditional financial advisory.

I often refer to myself as a financial quarterback to my clients, assisting with the coordination of other professionals such as accountants, lawyers, and other specialists to help tackle even the most complex needs concerning today’s high net worth individuals and corporate retirement plan sponsors. My goal is to provide my clients the best advice combined with a personal concierge level of service, so they can spend more time enjoying their hard earned success with confidence.

Access to Private Banking >

Services Include

  • Corporate Retirement Plans
  • Executive Financial Services
  • Wealth Management
  • Retirement Planning
  • Estate Planning Strategies
  • Financial Planning
  • Business Planning
  • Institutional Services
  • Asset Management

Securities Agent: AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, IL, IN, KY, LA, MA, MD, ME, MI, MO, MT, NC, NH, NJ, NV, NY, OH, OK, OR, PA, PR, SC, SD, TN, TX, VA, VT, WA, WI; General Securities Representative; Investment Advisor Representative

NMLS#: 1279549


Check the background of our Firm and Investment Professionals on FINRA's BrokerCheck.

Client Service Team

Client Service Team

Cheryl Mara

Group Director, Assistant Vice President


Diana Bredbenner

Senior Client Service Associate


Chris King

Consulting Group Analyst


Associations

Associations

  • Board Member For The Eastern Monmouth County Chamber of Commerce
  • Alumni Advisor For Hawk Capital – Monmouth University

Awards

Awards

  • 2018 NAPA Top 75 Advisors Under 40
  • Morgan Stanley Pacesetter Award 2018,2017,2016,2015
  • NJ Monthly 5 Star Wealth Manager Award 2018, 2017, 2016, 2015

Location

Location

  • 1030 Broad Street 3rd Floor
  • Shrewsbury, NJ 07702


    Business Planning

    Partnering with you on key aspects of your business such as ownership, liquidity and developing opportunities.

    • Succession Planning
    • Business Planning
    • Retirement Plan Sponsors
    • Corporate Pension Funds

    Investing

    Working closely with you to guide your wealth and investments through the most challenging market cycles.

    • Asset management
    • Traditional investments
    • Alternative Investments
    • Impact Investing

    Retirement

    Working with you to understand your life goals and develop a truly personalized wealth strategy.  Today and for the years to come.

    • 401(k) Rollovers
    • IRA Plans
    • Retirement income strategies
    • Annuities

    Ready to start a conversation? Contact Rick Gumina, CRPS QPFC today.

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