Roya Cole

Executive Director, Wealth Management, Wealth Advisor, Portfolio Manager

Contact Me
Roya Cole


Comprehensive wealth planning strategies for your life and legacy

My Story and Services


Roya Cole joined the Morgan Stanley Newport Beach office in 1993 and became a Financial Advisor with the firm 1999.  She helps clients develop strategies to manage their personal and business finances.  Before joining Morgan Stanley, she was a  Movie and TV Production Accountant in Paris France and London England.  Roya Lives In Newport Beach, CA and has two daughters.

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Services Include

  • Wealth Management
  • 401(k) Rollovers
  • 529 Plans
  • Annuities
  • Asset Management
  • Corporate Bonds
  • Estate Planning Strategies
  • Financial Planning
  • Fixed Income
  • LGBT Planning Services
  • Life Insurance
  • Municipal Bonds
  • Philanthropic Services
  • Professional Portfolio Management

Securities Agent: AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, LA, MA, MD, MI, MN, MT, NC, NJ, NV, OH, OK, OR, PA, TN, TX, WA, WI; General Securities Representative; Investment Advisor Representative

NMLS#: 1253050

Check the background of our Firm and Investment Professionals on FINRA's BrokerCheck.

Client Service Team

Client Service Team

Dawn Mattingly

Senior Client Service Associate

Maria Horta

Portfolio Associate



  • Edmonton College of Further Education : 1978-1980 PRINCIPLES OF ACCOUNTING
  • ALLIANCE FRANCAISE - 1987 Certificat de Francais Pratique
  • LA SORBONNE - 1988 - Certificat de Literature Francaise



1993 - PRESENT: Morgan Stanley







  • 800 Newport Center Dr., Ste 500
  • Newport Beach, CA 92660


    Creating customized financial strategies for the challenges that today's families face.

    • Estate Planning
    • 529 Plans / Education Planning
    • Long Term Care Insurance
    • Trust Services and Accounting

    Insights and Outcomes

    Thought Leadership from our Morgan Stanley ARC specialists for our ultra high net worth clients, which contains thought-provoking articles, authored by some of the Advanced Resources Center’s leading experts.


    Working closely with you to guide your wealth and investments through the most challenging market cycles.

    • Asset management
    • Traditional investments
    • Alternative Investments
    • Impact Investing


    Working with you to understand your life goals and develop a truly personalized wealth strategy.  Today and for the years to come.

    • 401(k) Rollovers
    • IRA Plans
    • Retirement income strategies
    • Annuities

    Business Planning

    Partnering with you on key aspects of your business such as ownership, liquidity and developing opportunities.

    • Succession Planning
    • Business Planning
    • Retirement Plan Sponsors
    • Corporate Pension Funds


    Making sure your philanthropic dollars are managed with the same best-in-class service as the rest of your wealth.

    • Endowments
    • Foundations
    • Donor Advised Funds
    • Impact Investing

    Ready to start a conversation? Contact Roya Cole today.

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    *References to length of service at Morgan Stanley include years at Morgan Stanley and predecessor firms.

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    The securities/instruments, investments and investment strategies discussed in this material may not be suitable for all investors. The appropriateness of a particular investment or investment strategy will depend on an investor's individual circumstances and objectives. The views and opinions expressed on this website do not necessarily reflect those of Morgan Stanley.

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    Investment, insurance and annuity products offered through Morgan Stanley Smith Barney LLC are: NOT FDIC INSURED | MAY LOSE VALUE | NOT BANK GUARANTEED | NOT A BANK DEPOSIT | NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY

    Morgan Stanley Smith Barney LLC offers insurance products in conjunction with its licensed insurance agency affiliates.

    Life insurance, disability income insurance, and long-term care insurance are offered through Morgan Stanley Smith Barney LLC's licensed insurance agency affiliates.

    CRC 1369093   12/15

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