Scott D. Swaylik

Senior Vice President, Wealth Management, Financial Advisor, Branch Manager

Contact Me
Scott D. Swaylik

MY MISSION STATEMENT

Excellence in family wealth planning for your family’s unique goals

My Story and Services

About Me

With more than 20 years in the financial service industry, Scott is a Senior Vice President, Portfolio Manager, Financial Advisor and Branch Manager of Morgan Stanley’s Hyannis, Massachusetts office.

Scott and his team service business owners, uniquely successful families and individual clients.  By leading his clients through a disciplined process that emphasizes education, goal identification, portfolio construction and continuous communication, Scott and his team can help simplify the wealth management process.  Trust, honesty and integrity are the three pillars that Scott and his team focus on in their business as well as personal lives.  Scott believes that his clients deserve objective and competent guidance in the crafting, implementing and monitoring of their financial and life planning strategies.

Scott is very active in the community as a Former Trustee and Vice President of the Cape Cod Museum of Art, Former President of the Cape Cod Chapter of Ducks Unlimited, Past President of the Osterville Anglers Club, Committee Chair of the Joe Cronin Jimmy Fund Blue Fish Tournament to benefit the Dana Farber Cancer Institute, Committee Member of the Fall Classic Fishing Tournament to benefit the Genesis Fund and Chairman of the Barnstable Police K-9 Foundation.

Scott was the 2010 recipient of the 40 under 40 Award, presented by Cape & Plymouth Business magazine* which honors distinguished business people under the age of 40 who excel in their industry and show dynamic leadership in their business and community.

In his free time Scott enjoys fishing, boating, giving back to his community and spending time with his family.

Access to Private Banking >

Services Include

  • Wealth Management
  • Asset Management
  • Business Succession Planning
  • Estate Planning Strategies
  • Financial Planning
  • Planning for Education Funding
  • Professional Portfolio Management
  • Retirement Planning
  • Trust Services*
  • Wealth Consulting

BM/Supervisor; Securities Agent: AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, IL, IN, MA, MD, ME, MS, NC, NH, NJ, NY, OR, PA, RI, SC, SD, TX, UT, VA, VT, WA, WI, WV; General Securities Representative; Investment Advisor Representative; Managed Futures


Check the background of our Firm and Investment Professionals on FINRA's BrokerCheck.

Portfolio Management

Professional Portfolio Management

pm1.jpgPERSONALIZED PORTFOLIOS

Your Portfolio Manager will use his/her discretion to identify an investment strategy tailored to meet your needs.

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COMPREHENSIVE COMMUNICATIONS

Throughout your relationship, you’ll have direct access to the investment professional managing your portfolio.

pm3.jpg CLIENT FOCUS

Each account can be individually customized to meet your requirements for growth, income or preservation of capital within your risk constraints.

pm4.jpgASSET-BASED FEE

Fees for the program are based on your account’s asset level, not on the number of transactions performed in a given time period.



Financial Planning

Financial Planning with Scott Swaylik


Your wealth strategy doesn’t just consider your investment objectives. Rather, it is tailored to address the personal life goals you’ve identified and prioritized.

Using our suite of tools — our LifeView® platform — we can create your personal roadmap to help achieve and protect your goals — a framework that makes the connection between your life goals and your financial resources, and provides a baseline for future discussions. 

LifeView® helps us:
      • Analyze your current investments, and financial situation
      • Review and prioritize your goals with you, such as Retirement
      • Education funding
      • Major purchases and philanthropic goals
      • Protect your goals
      • Develop wealth transfer strategies


Click the links below to access the sample LifeView® Goal Analysis and Client Profile:

LifeView® Goal Analysis Client Profile

Sample LifeView® Goal Analysis


Philanthrophy

Transforming Passion into Action

Do you have a passion that you'd like to transform into an actionable plan that benefits others?  I, along with our partners1 across the firm, can help you:

  • Define your charitable interests and identify nonprofits that work in those areas
  • Select charitable vehicles that may address your needs
  • Implement plans to help ensure that your charitable dollars are well spent
  • Seek nonprofit board placements that complement your passion
  • Conduct research on specific charities and areas of charitable interest
  • Introduce you to like-minded philanthropists
  • Find ways to involve children and other family members in your giving
  • Offer Foundation Management Services, a sophisticated, turn-key, back-office solution for family and corporate foundations

Please contact me if you have any questions or would like to discuss ways of incorporating charitable giving into your overall wealth strategy and intergenerational planning. In the meantime, to begin to identify factors that might have shaped your attitude about charitable giving, ask yourself the following questions:

  • Which childhood lessons about money related to giving have carried over into your life as an adult?
  • As you look at how you spend your time now, what activities do you enjoy the most? Which activities do you consider the most worthwhile?
  • Describe the nonprofits you support. What is your reason for giving to these organizations?
  • What single charitable gift or activity has given you the most joy?
  • Do you know how effectively the organizations you support have been using the money? Is this an important factor to you?


1 Gaining access to Philanthropic Services can be contingent on meeting certain criteria, including minimum $25MM total net worth, with $10MM in liquid assets.


Investing

Working closely with you to guide your wealth and investments through the most challenging market cycles.

  • Asset management
  • Traditional investments
  • Alternative Investments
  • Impact Investing

Business Planning

Partnering with you on key aspects of your business such as ownership, liquidity and developing opportunities.

  • Succession Planning
  • Business Planning
  • Retirement Plan Sponsors
  • Corporate Pension Funds

Family

Creating customized financial strategies for the challenges that today's families face.

  • Estate Planning
  • 529 Plans / Education Planning
  • Long Term Care Insurance
  • Trust Services and Accounting

Ready to start a conversation? Contact Scott D. Swaylik today.

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