Steven M. Swann, CFP®

Senior Vice President, Financial Advisor, CERTIFIED FINANCIAL PLANNER, Portfolio Management Director

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Steven M. Swann, CFP®

MY MISSION STATEMENT

Excellence in helping clients like you with your personalized investment and financial strategies

My Story and Services

Bio and belief

Steven M. Swann, is a Financial Advisor, Senior Vice President-Wealth Management, Portfolio Manager Director.  Steven is also a Certified Financial Planner, CFP®. As a Certified Financial Planner, Steven reviews and creates financial plans for individuals and organizations.

He has an Associate of Science and Engineering Degree from the University of Florida, and Bachelors and Master’s Degree from Florida Atlantic University.  He began his financial services career in 1981 and became a Portfolio Management Director in 1990. Steven speaks fluent Spanish native or bilingual, he also has working proficiency in Japanese, Italian and Greek. 

Steven believes success in achieving important financial goals starts with a comprehensive wealth strategy. Defining what is most important to you and then formulate the strategies that are suited for your needs, whether you are accumulating wealth or investing for income, solidifying your retirement plan or devising a distribution approach that meets your lifestyle and legacy goals.

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Services Include

  • Wealth Consulting
  • Wealth Management
  • 401(k) Rollovers
  • 529 Plans
  • Alternative Investments
  • Annuities
  • Asset Management
  • Business Succession Planning
  • Cash Management
  • Divorce Financial Analysis
  • Endowments and Foundations
  • Estate Planning Strategies
  • Exchange Traded Funds
  • Financial Planning
  • Fixed Income
  • LGBT Planning Services
  • Municipal Bonds
  • Philanthropic Services
  • Planning for Education Funding
  • Planning for Special Needs Individuals
  • Professional Portfolio Management
  • Qualified Retirement Plans
  • Retirement Planning
  • Trust Accounts
  • Trust Services*

BM/Supervisor; Securities Agent: AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY; General Securities Representative; Investment Advisor Representative; Transactional Futures/Commodities; Managed Futures

NMLS#: 1282822


Check the background of our Firm and Investment Professionals on FINRA's BrokerCheck.

Location

Location

  • 729 S W Federal Hwy Suite 300
  • Stuart, FL 34994


    Client Service Team

    Client Service Team

    Joanne LaPrairie

    Registered Associate


    (772) 223-3229
    joanne.laprairie@morganstanley.com

    Working With You

    Working With You

     


    Morgan Stanley’s personalized wealth management process is designed to provide a road map to your financial future.  Leveraging our vast resources, including intellectual capital, experience and dedicated personal services, we can work with you to create a personalized wealth strategy. Then over time, we can adapt it to changing circumstances, helping you to achieve and to protect your goals.

    Discover:  Our relationship begins with a thorough understanding of you, your needs, your lifestyle and family, and your goals for the future.

    Create:  We work with you to develop a road map to help you achieve and protect the outcomes you envision.

    Act:  Next, we can help you implement investment, retirement, trust services, cash management and insurance solutions suited to your needs.

    Adjust:  Achieving your goals requires vigilance and flexibility.  We help you monitor your progress and make adjustments as life evolves, markets and tax laws shift, and priorities change.

    Events

    Events

    Investing

    Working closely with you to guide your wealth and investments through the most challenging market cycles.

    • Asset management
    • Traditional investments
    • Alternative Investments
    • Impact Investing

    Family

    Creating customized financial strategies for the challenges that today's families face.

    • Estate Planning
    • 529 Plans / Education Planning
    • Long Term Care Insurance
    • Trust Services and Accounting

    Retirement

    Working with you to understand your life goals and develop a truly personalized wealth strategy.  Today and for the years to come.

    • 401(k) Rollovers
    • IRA Plans
    • Retirement income strategies
    • Annuities

    Business Planning

    Partnering with you on key aspects of your business such as ownership, liquidity and developing opportunities.

    • Succession Planning
    • Business Planning
    • Retirement Plan Sponsors
    • Corporate Pension Funds

    Philanthropy

    Making sure your philanthropic dollars are managed with the same best-in-class service as the rest of your wealth.

    • Endowments
    • Foundations
    • Donor Advised Funds
    • Impact Investing

    Ready to start a conversation? Contact Steven M. Swann, CFP® today.

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    This information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.

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    *References to length of service at Morgan Stanley include years at Morgan Stanley and predecessor firms.

    Morgan Stanley Smith Barney LLC and its affiliates do not provide tax or legal advice. Any such taxpayer should seek advice based on the taxpayer's particular circumstances from an independent tax advisor.

    The securities/instruments, investments and investment strategies discussed in this material may not be suitable for all investors. The appropriateness of a particular investment or investment strategy will depend on an investor's individual circumstances and objectives. The views and opinions expressed on this website do not necessarily reflect those of Morgan Stanley.

    Certified Financial Planner™ Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™ and CFP® (with flame logo)® in the U.S., which it awards to individuals who successfully complete CFP® Board's initial and ongoing certification requirements.

    Investment Management Consultants Association, Inc. owns the marks CIMA®, Certified Investment Management AnalystSM (with graph element)®, and Certified Investment Management AnalystSM .

    *Private Bankers are employees of Morgan Stanley Private Bank, National Association, Member FDIC

    * Morgan Stanley Smith Barney LLC does not accept appointments nor will it act as a trustee but it will provide access to trust services through an appropriate third-party corporate trustee.

    Morgan Stanley Smith Barney LLC is a registered Broker/Dealer, Member SIPC, and not a bank. Where appropriate, Morgan Stanley Smith Barney LLC has entered into arrangements with banks and other third parties to assist in offering certain banking related products and services.

    Investment, insurance and annuity products offered through Morgan Stanley Smith Barney LLC are: NOT FDIC INSURED | MAY LOSE VALUE | NOT BANK GUARANTEED | NOT A BANK DEPOSIT | NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY

    Morgan Stanley Smith Barney LLC offers insurance products in conjunction with its licensed insurance agency affiliates.

    Life insurance, disability income insurance, and long-term care insurance are offered through Morgan Stanley Smith Barney LLC's licensed insurance agency affiliates.

    CRC 1369093   12/15

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