The Kaplan Group at Morgan Stanley

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The Kaplan Group


Comprehensive wealth planning strategies for your life and legacy

Our Story and Services


The individuals and families we serve are an exceptional group of people. Some are professionals in the medical and energy industries seeking tax-efficient ways to consolidate their various investment portfolios. Others are pre-retirees looking for guidance on how to skillfully roll over their retirement plan assets and meet their long-term healthcare needs. Still others are business owners analyzing creative solutions to protect their wealth in the wake of a major liquidity event. Essentially, all have accumulated significant assets, but need help in developing a plan to effectively preserve, enhance, and ultimately transfer their wealth.

Financial Strategies for Life

We seek to work as your family’s “chief financial officer,” we focus on helping you articulate your needs and aspirations as we review all aspects of your financial life.  We then help you build a comprehensive plan that is carefully structured to help you navigate today’s fast-paced markets, seeking to ensure your assets are available when needed – no matter how long you live.

World-Class Solutions

We seek to combine the vast resources of a major global firm with the personalized service you’d expect from a small investment firm. You may benefit from our access to specialized research, and sophisticated financial planning tools. We seek not to overwhelm you with technical jargon or complicated algorithms.  In fact, we believe our style is quite approachable.  We make it easy for you to ask questions to fully understand the details of our wealth management strategies and solutions.

Earning Your Trust

As seasoned wealth management professionals, we are committed to helping you grow and preserve your assets.  We will work tirelessly to provide you with timely, unbiased advice to earn your trust every day, and make a difference in your life.

Services Include

  • 401(k) Rollovers
  • 529 Plans
  • Asset Management
  • Cash Management
  • Divorce Financial Analysis
  • Lending Products
  • Life Insurance
  • Retirement Planning
  • Sustainable Investing
  • Wealth Management

Check the background of our Firm and Investment Professionals on FINRA's BrokerCheck.

Working With You

Working With You

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  • 1330 Post Oak Blvd, Ste 900
  • Houston, TX 77056

    Meet The Kaplan Group


    Creating customized financial strategies for the challenges that today's families face.

    • Estate Planning
    • 529 Plans / Education Planning
    • Long Term Care Insurance
    • Trust Services and Accounting

    Business Planning

    Partnering with you on key aspects of your business such as ownership, liquidity and developing opportunities.

    • Succession Planning
    • Business Planning
    • Retirement Plan Sponsors
    • Corporate Pension Funds


    Working closely with you to guide your wealth and investments through the most challenging market cycles.

    • Asset management
    • Traditional investments
    • Alternative Investments
    • Impact Investing


    Working with you to understand your life goals and develop a truly personalized wealth strategy.  Today and for the years to come.

    • 401(k) Rollovers
    • IRA Plans
    • Retirement income strategies
    • Annuities


    Making sure your philanthropic dollars are managed with the same best-in-class service as the rest of your wealth.

    • Endowments
    • Foundations
    • Donor Advised Funds
    • Impact Investing

    Ready to start a conversation? Contact The Kaplan Group today.

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